Securities Law and Arbitration

We provide comprehensive advocacy for our clients in all aspects of securities law. With experience in negotiations, arbitration and alternative dispute resolution, we achieve the optimal results for our clients. Attorney Glickman has represented individuals and small broker-dealers in arbitration proceedings, before regulatory agencies and in the courts.

As a former Chief of Enforcement for the Massachusetts Securities Division, Federal White Collar Prosecutor for the United States Department of Justice, and former chairperson of securities arbitration panels, Attorney Glickman brings extensive experience to advise and defend individuals and businesses with complaints before the Massachusetts Securities Division and the Federal SEC. Attorney Glickman has also successfully represented clients in FINRA and related arbitrations. Contact Glickman LLC to help you with securities law and arbitration questions and cases. Call 617-399-7770 or email us us today.

• FINRA Arbitration Summary
• Rules of Arbitration Procedure
• Massachusetts Uniform Securities Act

Contact Glickman LLC today for your legal needs.

Glickman LLC, One Boston Place, Suite 2600, Boston, MA 02108.
PH: 617.399.7770, FX: 617.399.7775, Email Us